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Asia Corporate Sector Audit — IT Auditor
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JPMorgan Chase
Salary: not disclosed
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China-Hong Kong |
26 Nov |
| See job description below |
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Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
26 Nov |
| See job description below |
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Reference Data HK, Regulatory Document Specialist, Associate
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
26 Nov |
| See job description below |
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IRCC HK, Regulatory Control Group, Analyst/ Associate
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Morgan Stanley
Salary: not disclosed
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China-Hong Kong |
26 Nov |
| See job description below |
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Application Support Analyst, Fixed Income
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Global Associates
Salary: -
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China-Hong Kong |
26 Nov |
| Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance |
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VAT/Compliance Representative
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Bloomberg
Salary: Competitive + Benefits +...
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UK-London |
25 Nov |
The Role:
The Vat / Compliance Team is responsible for submission of Vat / Intrastat Returns for countries within... |
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Administration Director
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SunGard
Salary: Competetive
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Luxembourg |
25 Nov |
| This position will involve ensuring that SunGard Systems Luxembourg sa is in full compliance with all relevant local (CSSF) a... |
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3 New Compliance Positions – 2 Equity Trading Compliance roles and Prime Brokerage Compliance
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The Compliance Search Gro...
Salary: Upon experience
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USA-NY-New York City |
25 Nov |
| Top-tier investment bank seeks 2 Equity Trading Compliance roles and Prime Brokerage Compliance. |
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Syndication Specialist/Paralegal
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RBC
Salary: competative
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USA-OH-Cleveland |
25 Nov |
| Syndication Specialist |
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Fixed Income Compliance Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-White Plains |
25 Nov |
| See job description below |
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Alternatives Investment Group and Structured Investments Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Compliance Assessment - Analyst
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Head of Operations Compliance
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
25 Nov |
| See job description below |
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Legal Counsel
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Deutsche Bank
Salary: Competitive
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UK-London |
25 Nov |
| . |
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Senior Commercial Lawyer
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Markit Group
Salary: Competitive
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UK-London |
25 Nov |
| This is a front-line role that requires a confident, commercially minded lawyer with proven ability to manage complicated pro... |
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Private Banking Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
25 Nov |
| PB Compliance Officer |
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Alternative Investments Senior Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
25 Nov |
| Senior Compliance Officer |
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Compliance Manager
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Cotter Personnel
Salary: NA
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Ireland-Dublin |
25 Nov |
| This role will report to the Head of Legal, Risk and Compliance of Euro Insurances Ltd. (EIIE) This role involves the Complia... |
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GSPS PWM Lawyer – Associate/Vice President
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Morgan Stanley
Salary: Competitive
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UK-London |
25 Nov |
| Morgan Stanley’s UK Legal and Compliance department is seeking to hire a permanent lawyer at non-officer/VP level to assist t... |
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Equity Derivatives Compliance Officer - Senior Manager
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Morgan Stanley
Salary: Competitive
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UK-London |
25 Nov |
| This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a... |
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Control Group - Surveillance Supervisor
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Morgan Stanley
Salary: Competitive
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UK-London |
25 Nov |
| Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London. |
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EMEA Anti-Money Laundering Vice President
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Morgan Stanley
Salary: Competitive
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UK-London |
25 Nov |
| The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal... |
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Compliance Manager, Direct Marketing
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Genworth Financial Inc
Salary: Competitve + bonus + bene...
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UK-London |
25 Nov |
| A newly created role to support a growth initiative within our European Lifestyle Protection business. |
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Legal Officer/Corporate Administrator
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Fast (Luxembourg)
Salary: not disclosed
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Luxembourg |
25 Nov |
| An exciting opportunity has arisen as Legal Officer/Corporate Administrator for an experienced and entrepreneurial individual... |
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Market Risk Management - Regulatory Risk
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Hudson
Salary: AVP level compensation
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UK-London |
25 Nov |
| World-leading investment bank seeks a candidate to join its Market Risk team. The role will be focussed on high profile regu... |
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Operational Risk - London and New York
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Hudson
Salary: £££ Competitive
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UK-London |
25 Nov |
| My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with... |
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Compliance Officer
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PeopleSearch Pte Ltd
Salary: Negotiable
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Singapore |
25 Nov |
| This position is responsible for Anti-Money Laundering / Countering of Terrorist Financing (“AML / CFT”) Controls |
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Compliance - Equity VP
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Profile Search & Selectio...
Salary: competitive
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China-Hong Kong |
25 Nov |
| Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong covering Asia E... |
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Compliance of Investment Advisory (Director)
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Global Associates
Salary: Negotiable
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China-Hong Kong |
25 Nov |
| Compliance of Investment Advisory - Law or Business/Accountancy degree with at least 5 years relevant experience in retail ba... |
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