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Career Center Jobs and Career Management in the Financial Markets, Banking & Finance Career Center
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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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31-60 of 350 Jobs Company Location Date
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 27 Nov
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 27 Nov
Surveillance focused Core Compliance role with a leading International Bank
Legal Counsel
Astus Recruitment
Salary: Negotiable
China-Hong Kong 27 Nov
Our client, a leading financial institution, is currently seeking a Legal Counsel to join their Hong Kong office.
Compliance Officer
SearchAsia Hong Kong
Salary: Negotiable
China-Hong Kong 27 Nov
My client is one of the largest reputable securities house. Their activities comprise Equity Brokerage and corporate finance...
Investment Compliance Analyst
Wellington Management Com...
Salary: Competitive
USA-MA-Boston 27 Nov
Investment Compliance Analyst
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 27 Nov
Regulatory Analyst
VP/AVP Client On-Boarding
WH Marks Sattin
Salary: Competitive
China-Hong Kong 27 Nov
Top Tier Ibank looking for motivated individual to drive forward their onboarding team
Regional Compliance Manager
Reed Specialist Recruitme...
Salary: Attractive Salary Package
China-Hong Kong 27 Nov
Our client is one of the worlds' leading financial institution, they are currently seeking a Compliance Manager to join their...
Compliance Head - Corporate Finance, Asset Management, Brokerage
SearchAsia Hong Kong
Salary: Open
China-Hong Kong 27 Nov
Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage
Head of Legal and Compliance
SearchAsia Hong Kong
Salary: Open to Discuss
China-Hong Kong 27 Nov
Our client is an investment banking arm of a PRC Banking Group, upon the current expansion of business, which is currently lo...
MANAGER/SENIOR MANAGER, FINANCIAL RISK MANAGEMENT AND REGULATORY CONSULTANCY, PRUDENTIAL, LIQUIDITY RISK AND REGULATORY ADVISORY
Incarter International Lt...
Salary: Highly competitive
UK-London 26 Nov
Regulatory and Risk Management team of large international consultancy, fast-growing market leader, seeks business-oriented...
Compliance & Risk Analyst
Hays City
Salary: £50-60k
UK-London 26 Nov
A experienced Compliance generalist is required to effectively operate across the organization to provide advice on regulator...
Capital Projects Manager
Genworth Financial Inc
Salary: Competitive + bonus + ben...
UK-London 26 Nov
Reporting to the SVP, Capital Management and Ratings, you will work closely with the Capital Management team to provide proje...
Compliance Officer - Contract
Société Générale - UK
Salary: Excellent
UK-London 26 Nov
The post holder reports into, and is managed on a day to day basis by, the Head of UK Compliance for SGSS
Lawyer Property Restructuring
CareerCompass
Salary: Competitive package comme...
Ireland-Dublin 26 Nov
Global Financial Services company seeking an experienced lawyer to manage the work out and run off of a property loan book, e...
Risk/Project Manager
Cotter Personnel
Salary: NA
Ireland-Dublin 26 Nov
Risk/Project Manager
City based position with Reinsurance Company who seeks a Risk Manager, which is a new role recently...
Senior Manager Risk Services
Michael Page
Salary: Base Salary + Bonus
Canada-QC-Montreal 26 Nov
Our Client is one of the leading consulting firms. He is currently looking for a Senior Manager for his Business Risk Service...
Risk Management Team Leader
Square Mile Connections
Salary: Dependent on skills and e...
UK-London 26 Nov
You will be instrumental in leading the Risk Management and Quality Assurance Teams and overseeing all product risk. Extensiv...
Legal Assistant/Paralegal
Markit Group
Salary: Competitive
UK-London 26 Nov
An opportunity has arisen for a person to join Markit’s legal team as a Legal Assistant, with responsibilities in Administrat...
Senior Tax Specialist - Funds
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Senior Tax Specialist - Funds: Are you an investment fund tax expert with good people management skills ? A thoroughly chall...
Administrator - Private Equity/Real Estate
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Do you have 2 years company administration experience ? In this challenging role, you will administer a portfolio of entities...
Company Administrator/Secretary 2 yrs experience
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Our Client is an independent trust company and their core activities are the incorporation, management and administration of...
Assistant Compliance Officer
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Are you an enthusiastic and vibrant individual with at least 2 years compliance within the financial services industry ready...
Compliance Manager
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 26 Nov
Are you looking for an opportunity with an asset management company? Do you want an exciting move forward within compliance /...
Investment Guideline Compliance Monitoring Team Manager
Northern Trust
Salary: Market
UK-London 26 Nov
To manage a group of three Compliance Analysts who service Northern Trust clients that subscribe to our post-trade Investment...
Fraud Dispute Services Manager
Ernst & Young
Salary: Competitive
UK-London 26 Nov
Fraud Dispute Services Manager - London - Competitive Salary
Manager - Banking Tax Accounting & Risk Advisory
Ernst & Young
Salary: Competitive
UK-London 26 Nov
Manager - Banking Tax Accounting & Risk Advisory - London - Competitive Salary
LOAN DOCUMENTATION OFFICER
Axis Amsterdam
Salary: N/A
Netherlands-North-Holland 26 Nov

Onze opdrachtgever is eengrote bank
Legal Councel
Axis Brussels
Salary: N/A
Belgium-Brussels Region 26 Nov
De klant biedt u een aantrekkelijk salarispakket en een vast contract aan.
** Compliance Manager - Securities Trading **
Law Professionals
Salary: COMPETITIVE
UK-London 26 Nov
Our client a global dealer broker is looking to bring on board a Compliance Manager to assist in executing the compliance pro...
Jobs: Compliance / Legal (31-60 of 350 Jobs)
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