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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Canberra
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Europe UK, Luxembourg, France, more...
North America USA, Canada
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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1-30 of 336 Jobs Company Location Date
Compliance Manager
National Australia Bank
Salary: TBA
Australia-Melbourne 23 Nov
At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin...
Regulatory Change Lawyer
Macquarie
Salary: Information not provided
Australia-Sydney 23 Nov
Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep...
AML Operations Manager
Macquarie
Salary: Information not provided
Australia-Sydney 23 Nov
An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program.
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 22 Nov
Fantastic career opportunity
Country Head of Compliance – Global Investment Bank
Carmichael Fisher
Salary: $160K - $220K + Bonus (Ne...
Australia-Sydney 20 Nov
We are currently looking for a senior compliance manager to head up the compliance function for Australia. Reporting into the...
Director - Investment Banking Compliance
Derwent Executive Recruit...
Salary: Circa $200K Package plus...
Australia-Sydney 19 Nov
Leading Global Investment bank with strong compliance culture & reputation
Manager- Customs
PricewaterhouseCoopers
Salary: Competitive
Australia-Melbourne 18 Nov
PricewaterhouseCoopers is a firm that values collaboration and diversity to ensure we offer our employees a unique experience...
Compliance Manager - Financial Services Industry
PricewaterhouseCoopers
Salary: Competitive
Australia-Melbourne 18 Nov
PricewaterhouseCoopers is seeking a Compliance Manager to join their Risk & Controls Solutions team in Melbourne.
Director - Operational Risk, Governance & Compliance
PricewaterhouseCoopers
Salary: Competitive
Australia-Melbourne 18 Nov
PricewaterhouseCoopers is seeking a Director to join their Risk & Controls Solutions team in Melbourne.
Compliance & Operational Risk Manager – Life Insurance
Morgan McKinley
Salary: Competitive
Australia-Sydney 16 Nov
Display strong analytical skills; involvement in the implementation of Risk Management Framework; Expand existing Life Insura...
Compliance Officer – Controls and AML
UBS
Salary: Competitive
Australia-Melbourne 16 Nov
UBS is a client-driven global financial services firm. Corporate Center partners with the business divisions to ensure that t...
Compliance Officer
UBS
Salary: Competitive
Australia-Sydney 16 Nov
UBS Global Asset Management is seeking a Compliance Officer to join the Australia Legal and Compliance team.
VP Compliance – Investment Banking
Morgan McKinley
Salary: Competitive
Australia-Sydney 16 Nov
Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requires a senior com...
Senior Associate - Corporate
Robert Walters Australia
Salary: $140- $160 (Competitive S...
Australia-Sydney 21 Oct
One of Sydney's renowned law firms is looking to hire a Senior Corporate/M&A lawyer to join their small and dynamic practice....
Compliance Director – Fund Management
Jon Michel Executive Sear...
Salary: Excellent
Australia-Sydney 16 Oct
Establish Compliance Environment For Sydney Operations - Global Firm, Over US$100Bn Under Management - $180,000 - $200,000 Pa...
Trade Surveillance Professional
Ambition
Salary: Highly Competitive Salary...
China-Hong Kong 23 Nov
Surveillance focused Core Compliance role with a leading International Bank
Managing Director & RO
Matthew Hoyle Financial M...
Salary: Excellent remuneration
China-Hong Kong 23 Nov
Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi...
Compliance – Equities Sales & Trading
ALS International
Salary: Attractive
China-Hong Kong 23 Nov
Our client is a leading international investment bank.
Compliance Associate
Lazard Asset Management
Salary: Competitive - commensurat...
USA-NY-New York City 22 Nov
LAZARD ASSET MANAGEMENT seeks a COMPLIANCE ASSOCIATE. This position offers a unique and challenging opportunity for someone...
Project/Programme Manager - Sanctions - Retail Banking
Aston Carter
Salary: Market Rate
UK-London 22 Nov
Project/Programme Manager required for a business critical sanctions project for a group wide initiative in this tier one fin...
Head of Credit Risk Regulatory Reporting and Planning
Taylor Harrison Ltd
Salary: £Competitive Package
UK-Yorkshire & The Humber 22 Nov
Our client, one of the world’s largest banks, seeks a Head of Credit Risk Regulatory Reporting and Planning for its Capital M...
Head of Risk Model Governance
Taylor Harrison Ltd
Salary: Six figure basic plus bon...
UK-London 22 Nov
Our client, one of the world’s largest banks, seeks a Head of Risk Model Governance for its International division, to be bas...
Investment Compliance Analyst
Wellington Management Com...
Salary: Competitive
USA-MA-Boston 22 Nov
Investment Compliance Analyst
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 22 Nov
Regulatory Analyst
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 21 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
SENIOR MANAGER - PRUDENTIAL TEAM
Incarter International Lt...
Salary: Excellent for the best ca...
UK-London 21 Nov
Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f...
Chief Compliance Officer - Global Investment Advisor
Capstone Investment Advis...
Salary: Salary plus Bonus
USA-NY-New York City 20 Nov
Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 20 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Syndication Specialist/Paralegal
RBC
Salary: competative
USA-OH-Cleveland 20 Nov
Syndication Specialist
Institutional Brokerage Compliance Associate
Susquehanna International...
Salary: Commensurate with experie...
USA-NY-New York City 20 Nov
fixed income compliance corporate bonds
Jobs: Compliance / Legal (1-30 of 336 Jobs)
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